Onboarding Analyst

About the role

The Onboarding Analyst will support the Americas Onboarding team by managing the end‑to‑end account opening process for new customers. This includes gathering documentation, entering client data, and ensuring compliance with regulatory requirements.

Key responsibilities

• Coordinate collection of client documentation and requirements for KYC/AML review and approval.
• Communicate with brokers, sales, and support functions to resolve documentation deficiencies.
• Enter client and account data into repositories and back‑office systems.
• Maintain and update static client data in back‑office platforms.
• Participate in projects aimed at improving data efficiency and compliance reporting.
• Ensure adherence to SEC, FINRA, NFA, CFTC and other regulatory requirements.
• Follow the operational risk framework and company policies.

Required profile

• Demonstrated integrity and commitment to company values and code of conduct.
• Ability to work in a regulated environment and follow internal risk and compliance procedures.
• Strong attention to detail and accuracy in data handling.
• Effective communication with internal and external stakeholders.

Required skills

• PeopleSoft (or similar back‑office data management system).